REGIONAL COMPLIANCE DIRECTOR (BUSINESS & REGULATORY COMPLIANCE)
- International Asset Management
- Excellent Exposure
Our client is an international Asset Management with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high caliber to join them.
Support the business to ensure the regional operations comply with relevant legislation and regulation. Act as the contact point for questions related to business & regulatory compliance matters. Driving the identification, assessment and mitigation of compliance risks by designing, enhancing and advising on compliance program, internal controls and internal work process. Establish, review and enhance on the compliance frameworks/policies of the business activities and initiatives in the APAC region. Provide advice and guidelines to the business in relation to the markets in which it operates. Works closely with other areas of the legal and compliance teams to keep them abreast of changes that are being disseminated to the business.
To be considered, you will be a degree holder with a minimum of 15 years of compliance experiences with knowledge in the investment management industry. Knowledge of relevant regulations in the region. Team worker who must be able to build working relationships and interact with a diverse group of internal and external contacts. Sound communications skills in English and Chinese.
Interested applicants should send a detailed resume to Michelle Ho by email to This email address is being protected from spambots. You need JavaScript enabled to view it. quoting reference 4823.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)